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April 7, 2013

Risk screening worthless with juvenile sex offenders, study finds

Boys labeled as 'sexually violent predators' not more dangerous

Juveniles tagged for preventive detention due to their supposedly higher level of sexual violence risk are no more likely to sexually reoffend than adolescents who are not so branded, a new study has found.

Only about 12 percent of youths who were targeted for civil commitment as sexually violent predators (SVP's) but then freed went on to commit a new sex offense. That compares with about 17 percent of youths screened out as lower risk and tracked over the same five-year follow-up period.

Although the two groups had essentially similar rates of sexual and violent reoffending, overall criminal reoffending was almost twice as high among the youths who were NOT petitioned for civil commitment (66 percent versus 35 percent), further calling into question the judgment of the forensic evaluators.

Because of the youths' overall low rates of sexual recidivism, civil detention has no measurable impact on rates of sexual violence by youthful offenders, asserted study author Michael Caldwell, a psychology professor at the University of Wisconsin and an expert on juvenile sex offending.

The study, just published in the journal Sexual Abuse, is one in a growing corpus pointing to flaws in clinical prediction of risk.

It tracked about 200 juvenile delinquents eligible for civil commitment as Sexually Violent Persons (SVP's). The state where the study was conducted was not specified; at least eight of the 20 U.S. states with SVP laws permit civil detention of juveniles, and all allow commitment of adults based on offenses committed as a juvenile.

As they approached the end of their confinement period, the incarcerated juveniles underwent a two-stage screening process. In the first phase, one of a pool of psychologists at the institution evaluated them to determine whether they had a mental disorder that made them "likely" to commit a future act of sexual violence. Just over one in every four boys was found to meet this criterion, thereby triggering a prosecutorial petition for civil commitment.

After the initial probable cause hearing but before the final civil commitment hearing, an evaluator from a different pool of psychologists conducted a second risk assessment. These  psychologists were also employed by the institution but were independent of the treatment team. Astonishingly, the second set of psychologists disagreed with the first in more than nine out of ten cases, screening out 50 of the remaining 54 youths. (Only four youths were civilly committed, and a judge overturned one of these commitments, so ultimately all but three boys from the initial group of 198 could be tracked in the community to see whether or not they actually reoffended.)

Evaluators typically did not rely on actuarial risk scales to reach their opinions, Caldwell noted, and their methods remained something of a mystery. Youths were more likely to be tagged for civil detention at the first stage if they were white, had multiple male victims, and had engaged in multiple instances of sexual misconduct in custody, Caldwell found.

However, no matter what method they used or which factors they considered, the psychologists likely would have had little success in predicting which youths would reoffend. Even "the most carefully developed and thoroughly studied" methods for predicting juvenile recidivism have shown very limited accuracy, Caldwell pointed out. This is mainly due to a combination of youths' rapid social maturation and their very low base rates of recidivism; it is quite hard to successfully predict a rare event.

Indeed, a recent meta-analysis revealed that none of the six most well-known and best-researched instruments for appraising risk among juvenile sex offenders showed consistently accurate results. Studies that did find significant predictive validity for an instrument were typically conducted by that instrument's authors rather than independent researchers, raising questions about their objectivity.

"Juveniles are still developing their personality, cognitions, and moral judgment, processes that reflect considerable plasticity," noted lead author Inge Hempel, a psychology graduate student in the Netherlands, and her colleagues. "There are still many possible developmental pathways, and no one knows what causes persistent sexual offending."

Caldwell agrees with Hempel and her colleagues that experts' inability to accurately predict which juveniles will commit future sex crimes calls into question the ethics of civil commitment.

"From the perspective of public policy, these results raise questions about whether SVP commitment laws, as written, should apply to juveniles adjudicated for sexual offenses," he wrote. "If SVP laws could be reliably applied to high risk juvenile offenders, the benefit of preventing a lifetime of potential victims makes for a compelling case. However, the task of identifying the small subgroup of juveniles adjudicated for sexual offenses who are likely to persist in sexual violence into adulthood is at least extremely difficult, and may be technically infeasible."

* * * * *

The articles are:

Michael Caldwell: Accuracy of Sexually Violent Person Assessments of Juveniles Adjudicated for Sexual Offenses, Sexual Abuse: A Journal of Research and Treatment. Request it from the author HERE.

Inge Hempel, Nicole Buck, Maaike Cima and Hjalmar van Marle: Review of Risk Assessment Instruments for Juvenile Sex Offenders: What is Next? International Journal of Offender Therapy and Comparative Criminology. Request it from the first author HERE.

October 1, 2015

The mysterious nature of the "juvenile sex offender"

New research casts doubt on practical meaningfulness of emergent category

If you ask John Q. Public about the public safety risk posed by a juvenile who has been arrested for a sex offense, chances are he will estimate too high. The public is woefully uninformed when it comes to risk of sexual reoffense in general, and nowhere is the gap between reality and media-driven anxiety wider than in the case of juvenile sex offenders.

Michael Caldwell, a prominent expert on juvenile delinquency at the University of Wisconsin in Madison, has decided to take the bull by the horns and nail down an accurate risk estimate. His goal is to collect and analyze every single study that exists, whether from peer-reviewed and published research or government studies. So far, he's put together an impressive 88 data sets comprising a whopping 25,716 juvenile sex offenders.*

The data are remarkably consistent: Overall, people who committed a sex offense prior to age 18 have less than a 5% risk of being arrested or convicted for another sex offense as an adult.

Although the average followup period in these 88 studies was more than five years, Caldwell says the length of the followup isn't as critical as you might think. That's because risk is highest in the months immediately following the last offense, and plummets dramatically as time goes on.

That's not surprising, given what we know about adolescent immaturity. Juvenile sex offenders are plagued by raging hormones, poor impulse control, and even poorer judgment. Often, their sex offending is part of a broader pattern of general delinquency that includes behavior like stealing, truancy, fighting, rule-breaking and drug use.

But perhaps more remarkable than their low risk for sexual reoffense as adults is the finding by other researchers that most adult men who are arrested for committing sexual offenses were never part of this juvenile sex offender pool in the first place.

In other words, there's a good chance we are looking at apples and oranges -- that most juveniles who are arrested for a sex offense are just screwed-up kids, rather than budding pedophiles or preferential rapists like some adult offenders.

Are juvenile sex offenders special?

Indeed, many scholars of delinquency are coming to the conclusion that the "juvenile sex offender" – a category that has come into vogue largely due to growing interest in adult sex offending over the past couple of decades – may not actually exist as a distinguishable entity.

That would be very good news from a public safety standpoint, because the majority of young people who get into trouble with the law gradually cease offending and fade into the carpet of the community as they mature and settle down into their adult lives.

Amanda Fanniff, of Palo Alto University's Juvenile Forensic Research Group, is one such scholar. She is testing the uniqueness of juvenile sex offenders by comparing them with other delinquent boys from the federally funded Pathways to Desistance project, a large-scale, multi-site, longitudinal study of serious juvenile offenders in Arizona and Pennsylvania.

So far, Dr. Fanniff has not found much to distinguish the 127 boys with sex offenses from the 1,021 boys with serious non-sexual crime, in terms of measurable things like school problems, parental pathology, antisocial history, or deviant peers. 

If anything, based on followup periods averaging about seven years, the juveniles who offended sexually have lower risk of both general and sexual recidivism than the other delinquents, she reported this week to a meeting of the California Coalition on Sex Offending.**

Consistent with other research, Fanniff found that in sheer numbers, more of the juveniles without a prior sex offense case picked up a sex crime as an adult. Out of the 1,148 boys she tracked, 10 sex offenders and 29 general delinquents were arrested for a sex offense during the average 7-year followup period. Because there were far more general delinquents overall, that translates to a sexual recidivism rate of about 8% for the juvenile sex offenders, and 3% for the other boys, or about 3% overall. (See chart, left. The fact that her juvenile sex offenders recidivated at a slightly higher rate than Caldwell's aggregate average likely owes to the small size of her sample, 127 versus his vast pool of 25,716.)

If the perception of uniqueness is just a projection of the beholder's, says Fanniff, we might do better to focus on treatment programs that are proven to work for delinquents, such as multisystemic therapy that targets family and community variables, rather than focusing too heavily on sex offender-specific treatment with its uneven track record and sometimes-counterproductive methods.  

What this growing body of research evidence tells us, agree Fanniff, Caldwell and other researchers such as Jodi Viljoen at Simon Fraser University in British Columbia and her colleagues, is that it is extremely hard to accurately identify a juvenile sex offender who is going to reoffend.

The task is so hard, indeed, that even risk assessment instruments designed specifically for this population – like the ERASOR and the J-SOAP – are doomed to fail most of the time.

But from a purely statistical point of view, prediction is actually a no-brainer:

If you bet that any juvenile sex offender is NOT going to reoffend, you will be correct 95% of the time. It's pretty doggone hard to improve on that good news.

* * * * *

*These new data are not yet published. Dr. Caldwell's 2010 review article in the International Journal of Offender Therapy and Comparative Criminology found the same pattern, but with only 66 data sets comprising about 11,000 offenders.

**Dr. Fanniff's study has been accepted for publication in the Temple Law Review. In the meantime, you can request information from her via email.


January 23, 2014

California conference to highlight juvenile treatment

Michael Caldwell, co-founder of the Mendota Juvenile Treatment Center in Wisconsin, will share his Center’s innovative approach to treating hard-core juvenile offenders at this year’s Forensic Mental Health Association of California (FMHAC) conference.

Caldwell, whose research on juvenile risk assessment has been highlighted on this blog, says the Mendota approach has been proven to reduce violent offense among the extreme end of intractable juvenile delinquents who absorb such a disproportionate amount of rehabilitation resources and account for a large proportion of violent crimes.

His two workshops are part of a special juvenile track that will also feature a session on introducing the practice of mindfulness to incarcerated juveniles.

The juvenile track is one of five special tracks at this year’s FMHAC conference, coming up March 19 in beautiful Monterey, California. The other tracks are clinical/assessment, legal, psychiatric and, of course, the omnipresent sex offender track.

More details and registration information can be found HERE.The FMHAC's website is HERE.

December 2, 2009

Can we tell which juveniles will sexually reoffend?

Juvenile recidivism is a hot topic in the sex offender field these days. It would be great if we could figure out which young sex offenders are at high risk to offend again. After all, the federal SORNA law mandates that certain juvenile sex offenders be listed on public registries and report to law enforcement every 90 days for a full quarter-century.

But predicting which adolescents are at risk to sexually reoffend as adults is no easy task. Perhaps the biggest impediment is the low base rate: The large majority of underage males who commit a sex crime will not be charged for another sex crime as an adult. So, any prediction that a juvenile will sexually reoffend is likely to be wrong -- what we in the field call a "false positive."

Although several new instruments have popped up with the express goal of increasing the accuracy of juvenile sex offender risk prediction, none has the established reliability or validity to be ready for prime time, according to a new article in Behavioral Sciences and the Law.
"At this time, research does not support the use of any of the specialized risk assessment instruments for the task of predicting sexual recidivism in adolescents…. Unfortunately, legislatures enacting laws regarding civil detainment and registration of adolescent sexual offenders have not been dissuaded by studies demonstrating an inability to accurately predict which adolescents are most at risk for subsequent sex offenses."
Scientifically proven instruments or not, we will still be called upon to conduct such evaluations. And if we refuse, the article's authors point out, courts will just rely upon flawed data or the recommendations of prosecutors.

With that in mind, Michael Vitacco, associate director of research at the Mendota Mental Health Institute in Wisconsin, and his colleagues provide a set of recommendations for forensic psychologists who conduct risk assessments of juvenile sex offenders. These include:
  • First and foremost, remember the low base rates and the consequently high risk of false positives, with devastatingly dire consequences to young people's futures.
  • Understand adolescent sexual development, including hormonal issues and the brain's structural maturation. Adolescent sexual behavior is fluid, and any risk prediction should be very short-term.
  • Be familiar with the literature on treatment efficacy with youth (such as that conducted by Michael Caldwell, Elizabeth Cauffman, and others). Much more so than adults, even the most serious adolescent offenders are amenable to high quality, empirically validated treatments.
  • Give proper weight to a youth's social context, including peers, family, community, and school factors. These are enormously influential in youth behavior.
The entire issue of Behavioral Sciences & the Law is focused on adolescent sex offending. The abstract of the article, Assessing risk in adolescent sex offenders: Recommendations for clinical practice, by Vitacco, M.J., Caldwell, M., Ryba, N.L., Malesky, A., & Kurus, S.J. (2009), is online

Readers may also be interested in an appellate ruling of first impression on the retroactivity of the Sex Offender Registration and Notification Act (SORNA) as applied to former juvenile offenders. In the aptly titled case of US v. Juvenile Male, No. 07-30290, the 9th Circuit ruled that the new federal law is unconstitutional as applied to juveniles who committed their crimes before the law was enacted.

October 9, 2008

Challenge to juvenile sex offender risk prediction

Harsh federal law on shaky scientific ground

Did you know that each year, about 10,000 children will have to register as sex offenders for life?

That's part of the Sex Offender Registration and Notification Act, embedded in the Adam Walsh Child Protection and Safety Act passed by the U.S. Congress two years ago. Under SORNA, these arrested juveniles will be subject to warrantless searches for the rest of their lives, despite the fact that as kids they did not have the same types of due process rights that protect adults in criminal court.

SORNA marks a huge departure from past juvenile justice practices, which recognized that children are different, and that most juvenile crime is "adolescent-limited."

So, here's some food for thought:
  • What if it turns out that this new practice is not just extremely harsh, but paradoxically puts the public at heightened risk by impeding rehabilitation, and consigning kids who would otherwise move on with their lives to the status of permanent social pariahs?
  • And what if it turns out that the "scientific" methods the states use to determine which juveniles are at high risk for sexual reoffending are completely worthless?
Well, it looks like both of those things are true.

Prediction tools don't work

This month's Psychology, Public Policy, and Law published an important study showing that the systems in place to determine which juveniles are at high risk for recidivism simply don't do the job.

The researchers followed high-risk juvenile males for an average of about six years. They rated them on the highly touted Juvenile Sex Offender Assessment Protocol (J-SOAP-II) and the risk protocols developed by three states (Texas, New Jersey, and Wisconsin). Not only did the systems not work, but they were not even consistent with each other!

"This finding suggests that a juvenile's assessed level of risk may be more dependent on the state he lives in than on his actual recidivism risk," the authors concluded.

And SORNA's own tiered risk system fared even worse: Juveniles designated as high risk actually recidivated at lower rates than others.

In summary, the researchers concluded that the risk tools that have such important implications for the lives and futures of adolescents are both "nonscientific" and "arbitrary."

Treatment works

Although the efficacy of sex offender treatment among adults is contested, among adolescents the study findings were clear: Developmental factors play a big role in adolescent sexual behavior, and risk for reoffense can be reduced through high-quality treatment.

This is consistent with other recent research showing that even the most intractable offenders can be rehabilitated -- and at a cost far lower than the cost of punishment.

The authors concluded that SORNA as it applies to youth is not only misguided but is likely to do more harm than good:
"The legislation … is based on the assumption that juvenile sex offenders are on a singular trajectory to becoming adult sexual offenders. This assumption is not supported by these results, is inconsistent with the fundamental purpose of the juvenile court, and may actually impede the rehabilitation of youth."
Now, consider these facts:
  • Most juvenile sex offenders stop offending by early adulthood.
  • Among delinquents, just as many non-sex offenders as sex offenders go on to engage in adult sexual offending.
  • At least one in five adolescent males commits a sexual assault. (See Abbey, referenced below.)
What do these facts add up to?

The need for widescale prevention efforts, instead of ineffective stigmatization of a few unlucky individuals. (Funding for such efforts has dropped precipitously, probably not coincidentally to the rise of increasingly punitive sanctions; see Koss citation, below.)

Other challenges to SORNA

Meanwhile, other aspects of SORNA face challenges, and a few such challenges are headed for the U.S. Supreme Court. Specifically, legal challenges assert that SORNA exceeds federal rights by encroaching on state and local decision-making.

As summarized in the current issue of the American Bar Association journal, at least two courts have sided with critics and invalidated some or all of the registry law, and in a third case the new law has been put on hold until arguments are heard. (I reported on one of those cases, U.S. v. Waybright, back in August – the blog post with links is here.)

SORNA-style databases are already being extended to domestic violence offenders, and if they are upheld by the U.S. Supreme Court they are likely to extend even further. That is the conclusion of Wayne A. Logan, a law professor at Florida State University and author of the forthcoming book Knowledge as Power: A History of Criminal Registration Laws in America.

So, warn your kids now: Don't ever get arrested. You may be publicly stigmatized - and perhaps even subject to warrantless searches - for the rest of your life.

For further information:

Caldwell, M.F., Ziemke, M.H., & Vitacco, M.J. (2008). An examination of the Sex Offender Registration and Notification Act as applied to juveniles: Evaluating the ability to predict sexual recidivism. Psychology, Public Policy, and Law, 14 (2). 89-114.

Abbey, A. (2005). Lessons learned and unanswered questions about sexual assault perpetration. Journal of Interpersonal Violence, 20 (1). 39-42.

Koss, M.P. (2005). Empirically enhanced reflections on 20 years of rape research. Journal of Interpersonal Violence, 20 (1). 100-107.

For further information on the juvenile registration requirements of SORNA, see the U.S. Department of Justice's online fact sheet; this month's Police Chief magazine also has a summary of SORNA that includes the juvenile provisions (online here). The full text of the Adam Walsh Child Protection and Safety Act is here.

The American Bar Association article, "The National Pulse: Crime Registries Under Fire -- Adam Walsh Act mandates sex offender lists, but some say it's unconstitutional," is available here.

August 16, 2010

APA Dispatch II: Whither juvenile forensics?

The U.S. Supreme Court ruling this May in Graham v. Florida, restricting life without parole sentences for juveniles, relied in part upon scientific evidence from developmental psychology and neuroscience. In ruling that juveniles are categorically different from adults, the high court was assisted by amicus briefs from the American Psychological Association and other professional organizations including the American Psychiatric Association and the National Association of Social Workers.

The APA's position, which the Supreme Court also validated in its 2005 ruling in Roper v. Simmons outlawing the death penalty for juveniles, is that juveniles' diminished culpability is based on three basic differences from adults:
  1. Immaturity: Juveniles are more impulsive and less likely to reason judiciously about risk
  2. Vulnerability: They are more likely to be influenced by peer pressure
  3. Changeability: They are still developing, and are more amenable to rehabilitation than adults
At this week's APA convention, the American Psychology-Law Society (Division 41) hosted a cutting-edge track on juvenile justice. The dynamic sessions raised intriguing issues about how the growing acceptance of adolescent immaturity and difference will affect forensic practice in the juvenile justice system.

Bryan Stevenson: "Huge implications" of Graham case

In an eloquent presentation, NYU law professor Bryan A. Stevenson, founder of Alabama's Equal Justice Initiative, expressed optimism that Graham and the twin case of Sullivan v. Florida, in which he was counsel, signal that the tide is turning away from the punitive Superpredator hysteria of the 1980s. He encouraged the APA to continue its public policy advocacy by bringing legal attention to the impacts of trauma, violence, and neglect on youngsters.

Hopefully, the capacity crowd of psychologists will attend to the implications of Stevenson’s other take-home messages: Mass incarceration has radically changed American society, creating a class of "new untouchables." And the victims of this sea change are overwhelmingly poor and minority. Indeed, he asserted, wealth -- not criminal culpability -- largely drives criminal sentencing. In Louisiana, for example, of the juveniles serving life without parole for crimes other than homicide at the time of the Graham decision, 94 percent are African American. Most are incarcerated for rape, with 71 percent of the victims being white.

Tom Grisso: "Forensic examiners beware"

Forensic psychology guru Tom Grisso sounded a more cautionary note about Graham's implications. The high court's adoption of a categorical approach to juveniles is at odds with the discretionary, individualized method at the core of forensic assessment, he pointed out.

Grisso demonstrated his point through a mock cross-examination. On the stand, the mock expert conceded that the research of Laurence Steinberg, Elizabeth Cauffman, and others on adolescent immaturity is now widely accepted in the field, as shown by Supreme Court's rulings in Graham and Roper. Next, Grisso produced a New York Times op-ed co-authored by Steinberg, reiterating Roper's conclusion that psychologists "are unable to distinguish between the young person whose crime reflects transient immaturity and the rare juvenile offender who may deserve the harsh sentence of life without parole." In the script, the expert was left speechless and incapable of defending her individualized opinions about risk.

Grisso said forensic psychologists must be aware of this debate, and think about how to answer such questions in court. The outlook for prediction is not as bleak as the APA's advocacy efforts might suggest, he asserted, as experts do have a reliable basis on which to give probability estimates, especially about more short-term risk.

Good news for juveniles with a sex crime

A panel of juvenile sex offender experts was more upbeat about the implications of the scientific research on adolescent difference. As with general criminality, they said, research has not identified methods to accurately predict which juveniles will reoffend sexually. Indeed, none of the factors that predict sex offender recidivism in adults (multiple victims, male victims, young child victims, personality disorder, sexual deviance, etc.) predict recidivism for juveniles.

But this inability to differentiate is not bad news, because what we can say is that the overwhelming majority -- 93 percent -- of juveniles who have committed a sex crime will not reoffend sexually as adults.

An audience member who works in the civil commitment industry expressed incredulity at the cumulative research, saying many of the men in his civil detention facility began their offending careers in their teens.

That may be true, responded researcher Michael Caldwell. But the directionality cannot be reversed. All NBA stars may have played basketball in the ninth grade. But we cannot predict by watching a group of ninth-graders play basketball which, if any, of the players will become basketball superstars.

(A summary of the presentation, "Juvenile Offenders are Ineligible for Civil Commitment as Sexually Violent Predators," is online HERE; it contains a slough of good references. The PowerPoint presentation is HERE.)

Judges launch crusade to save children of color

The most optimistic presentation I attended was a symposium of family court judges who are at the forefront of a movement to reduce the vastly disproportionate representation of minority children in the child welfare system, from which many graduate to juvenile delinquency and adult criminal courts.

The remarkable Hon. Katherine Lucero of San Jose, California said she became active in this movement when she realized she was serving as part of the vast "cradle-to-prison pipeline," processing children who would end up poor, homeless, drug addicted, illiterate, pregnant at a young age, delinquent, and -- ultimately -- incarcerated. When she looked out at her courtroom filled with children of color, her training that justice is blind was cognitively dissonant, making her feel like she was living "in a delusion."

The equally inspiring Hon. Nan Waller of Portland, Oregon said the movement challenges the basic historical tenet of the child welfare system, which promotes removal from families -- so-called "child rescue" -- rather than family strengthening. Most of the mothers who lose their children are suffering from severe trauma that they medicate with drugs. Rather than "cookie-cutter" quick-fixes, including automatic referrals for psychological evaluations and parenting classes, these women need support and help obtaining even basic resources such as housing, transportation, and health care, the judges said.

Assisted by a research and advocacy project of the National Council on Juvenile and Family Court Judges, these and other judges are using a combination of model courts, wraparound services, community interventions, training in implicit race bias at all levels of the system, and other creative methods to reduce the number of children who are placed in foster care. Already, their data show they are having an impact in their respective communities.

Alarming call for preventive detention of children

In the discussion period following their presentation, the judges said they are turning away from ordering psychological reports except when a parent has a genuine, severe mental disorder. They gave two reasons for this. First, psychological evaluations are costly. Second, and more important, the judges do not find it helpful to "slap" pathologizing psychiatric labels on parents. They expressed curiosity as to whether and how we in the field of psychology are working to address the effects of poverty and racism in the populations we serve.

Sadly, the honest answer is that many forensic practitioners and scholars are not adequately addressing the impact of larger social forces -- poverty, race, trauma -- on the people we evaluate, treat, and/or study. Perhaps the sparse attendance at the judges' presentation as compared with other seminars in the forensic juvenile justice track is an indicator of this neglect.

Indeed, at a more well-attended session came a chilling proposal at the polar opposite extreme: To establish a system to preventively detain dangerous juveniles. Raising this "public safety" proposal was attorney Christopher Slobogin, a co-author of the forensic psychology stalwart Psychological Evaluations for the Courts. It will formally air in a book, Juveniles at Risk: A Plea for Preventive Justice, forthcoming from Oxford University Press. Slobogin has good intentions, I am sure; he believes such a model will treat juveniles more fairly and help stem the erosion of the separate juvenile justice system.

But the proposal has potentially far-reaching unintended consequences. It myopically ignores what the family court judges and attorney Stevenson are so painfully aware of: The differential treatment of poor and minority children. It is hard to accurately predict juvenile risk, and actuarial risk prediction tools are especially inaccurate when applied to juveniles. This is just the type of nebulous decision-making situation in which implicit (unconscious) biases are most salient, research shows. Forensic psychological evaluations would provide a scientific veneer, masking racial and class biases in deciding who is labeled as dangerous and who is not.

Rather than locking up kids for crimes they have not (yet) committed, we should be working to give young victims of trauma and abuse -- and their families -- the practical resources and tools they need to lead productive lives. Let's hope the field of psychology and public policymakers heed the pleas of the judges and attorneys in the trenches who are fighting to save kids before they get sucked into the "cradle-to-prison pipeline" in the first place.

June 29, 2010

APA 2010: Exciting forensic programming

I was vacillating about whether to attend the upcoming American Psychological Association convention in San Diego, but browsing through the schedule sold me. The American Psychology-Law Society (Division 41) is sponsoring almost two dozen top-notch sessions featuring timely topics and appearances by many forensic psychology luminaries. Especially timely is the focus on juvenile justice issues. Here's a sampling of the great offerings:

Juvenile justice track
  • "Life Without Parole for Juvenile Offenders: Current Legal, Developmental, and Psychological Issues" features Thomas Grisso, Bryan Stevenson, Barry Feld, and Chrisopher Slobogin, dissecting the recent Sullivan and Graham cases and discussing the role of forensic examiners.
  • Judicial Panel on Reducing Racial and Ethnic Disproportionality, hosted by forensic psychology scholar Richard Wiener, features three juvenile court judges and an attorney from the National Council of Juvenile and Family Court Judges
  • "The Construct of Empathy in the Treatment of Adolescents in the Juvenile Justice System," moderated by Lois Condie of Harvard Medical School, will include a presentation by forensic psychologist and professor Frank DiCataldo, whose outstanding book The Perversion of Youth I reviewed here.
Other Div. 41 hot picks
  • "Forensic Assessment": Scholars Daniel Murrie, Richard Rogers, and others will discuss the reliability of forensic evaluations in sanity evaluations, misassumptions regarding Miranda waivers, evaluating the competence of violence risk assessors, and other timely forensic assessment issues.
  • "Mental Health Courts -- The MacArthur Research" features stalwarts John Monahan, Hank Steadman, and others.
  • "Long-Term Solitary Confinement's Impact on Psychological Well-Being -- The Colorado Study" looks to be an especially powerful panel including presentations by Stuart Grassian, an early scholar of segregation psychosis, AP-LS fellow Joel Dvoskin, and Jamie Fellner, an attorney with Human Rights Watch, talking about "Supermax Confinement and the Mind."
  • "Juror Decision Making": Margaret Bull Kovera and other scholars will present recent empirical findings in jury research.
  • "Social Cognition in Court -- Understanding Laypersons' Interrogation Schemas and Prototypes" features false confession scholars Saul Kassin, Solomon M. Fulero, and others.
Early registration ends Wednesday (after which the price goes up), so register now if you plan to attend. Now that you know which panels I am attending, I hope to see many of y'all down in sunny San Diego in just a couple of months.

December 29, 2013

Special journal issue on sex offender treatment available online

Phil Rich
This month's International Journal of Behavioral Consultation and Therapy is a special issue on current issues in sex offender treatment. The special issue is edited by Phil Rich (author of several books on juvenile sex offending) and features articles by prominent individuals in the field. The journal is available free online. Click on the links below to either view the entire issue, or to read, download or save individual articles.

To view or download the full issue, click the button below:



To view an individual article, click the green button to the left of its title:


Introduction to the Special Issue- Phil Rich

Lessons Learned from History and Experience: Five Simple Ways to Improve the Efficacy of Sexual Offender Treatment- Deirdre M. D’Orazio

Some Essential Environmental Ingredients for Sex Offender Reintegration- Douglas P. Boer

Taking a Developmental Approach to Treating Juvenile Sexual Behavior Problems- Kevin Creeden

Using Mindfulness in the Treatment of Adolescent Sexual Abusers: Contributing Common Factor or a Primary Modality?- Jerry L. Jennings, Jack A. Apsche, Paige Blossom, & Corliss Bayles

Expensive, Harmful Policies that Don’t Work or How Juvenile Sexual Offending is Addressed in the U.S.- Elizabeth J. Letourneau & Michael F. Caldwell

The Risk Need Responsivity Model of Offender Rehabilitation: Is There Really a Need For a Paradigm Shift?- Jan Looman & Jeffrey Abracen

A Community Treatment Model for Adolescents Who Sexually Harm: Diverting Youth from Criminal Justice to Therapeutic Responses- Russ Pratt

The Rashomon Dilemma: Perspectives on and Dilemmas in Evidence-Based Practice- David S. Prescott

Youth Sexual Offending: Context, Good-Enough Lives, and Engaging With a Wider Prevention Agenda- Stephen Smallbone, Susan Rayment-Mchugh, & Dimity Smith

Why Prevention? Why Now?- Joan Tabachnick

Implications of our Developing Understanding of Risk and Protective Factors in the Treatment of Adult Male Sexual Offenders- David Thornton

Altruism, Empathy, and Sex Offender Treatment- Tony Ward & Russil Durrant

Putting the “Community” Back in Community Risk Management of Persons Who Have Sexually Abused- Robin J. Wilson & Andrew J. McWhinnie

What were we thinking? Five erroneous assumptions that have fueled specialized interventions for adolescents who have sexually offended- James R. Worling

Treatment of Sexual Offenders: Research, Best Practices, and Emerging Models- Pamela M. Yates 

September 3, 2010

Metaanalysis debunks psychopathy-violence link

No clear winner among violence risk tools

If you are looking for the best tool to assess someone's risk for violence, the array may seem confusing. Lots of acronyms, lots of statistical data about AUC's (Areas Under the Curve) and the like. What do do?

No worries. As it turns out, they're pretty much interchangeable. That is the bottom-line finding of a groundbreaking metaanalytic study in the APA journal Psychological Bulletin by three academic researchers from the United Kingdom.

The University of Nottingham researchers used sophisticated statistical tools to meta-analyze multiple studies on the accuracy of nine leading violence risk assessment tools. All nine turned out to have similarly moderate predictive accuracy, with none clearly leading the pack. And none -- the scholars warned -- were sufficiently accurate for courts to rely upon them as a primary basis for decision-making in forensic cases requiring "a high level of predictive accuracy, such as preventive detention."

Widely touted PCL-R's "Factor 1" a bust

In a result with potentially momentous implications for forensic practitioners, the researchers found that Factor 1 of the Psychopathy Checklist-Revised (PCL-R) does not predict violence. As you know, Factor 1 purports to measure the core constellation of a psychopathic personality (superficial charm, manipulativeness, lack of empathy, etc.). When introduced in court, evidence of psychopathy has an enormously prejudicial impact on criminal offenders.

But, the PCL-R's much-ballyhooed ability to predict certain types of violence owes only to the instrument's second factor, according to the metaanalysis by researchers Min Yang, Steve Wong, and Jeremy Coid. And that's no surprise. After all, Factor 2 measures the criminogenic factors (criminality, irresponsibility, impulsivity, history of delinquency, etc.) that even a fifth-grader knows are bad signs for a future of law-abiding citizenship.

In my experience, the Factor 1 items -- the ones purporting to measure an underlying personality profile -- are the ones more likely to be inflated by some evaluators. That's because many of these items are pretty subjective. Glib? Superficially charming? If you don't like a guy -- and/or he doesn't like you -- you are more likely to rate these negative items as present. That's one of my hypotheses for the large evaluator differences and partisan allegiance effects found with the PCL-R in forensic practice.

Cumulatively, the emerging PCL-R findings beg the question:

Why introduce the Psychopathy Checklist in court if other violence risk tools work just as well, without the implicitly prejudicial effect of labeling someone as a "psychopath"?

Psychopathy evidence skyrocketing in juvenile cases

Despite (or perhaps because of, in some cases) its prejudicial impact, the construct of psychopathy is increasingly being introduced in court cases involving juveniles. It is often used to infer that a youth should get a longer sentence because he or she is dangerous and not amenable to treatment.

Skyrocketing use of psychopathy evidence in juvenile cases
Source: Viljoen et al, Psychology, Public Policy, and Law (2010)


The first systematic review, published in the current issue of Psychology, Public Policy, and Law, found the use of psychopathy evidence against juveniles skyrocketing in both Canada and the United States. Psychopathy evidence is typically introduced when juveniles are being sentenced as adults and in sex offender commitment cases. It is also introduced in a variety of other cases, including ones involving disputed confessions, competency to stand trial, and criminal responsibility, report authors Jodi Viljoen, Emily MacDougall, Nathalie Gagnon, and Kevin Douglas.

In one egregious case showing how judges may improperly use evidence of psychopathy, a Canadian judge reasoned that a youth's "psychopathic device [sic] score" showed that under his "shy and unassuming" exterior lurked "a monster" that "at any time ... may well come alive." As a result, the judge sentenced this minor to an adult penitentiary.

Such inferences of unremitting danger and untreatability are improper. A large proportion of youths measured high in psychopathy score lower on psychopathy instruments once they mature. And so-called psychopathic youths are far from untreatable; in one recent study by Michael Caldwell and colleagues, after intensive treatment youths who scored high in psychopathy were actually less likely to recidivate than a comparison group in a juvenile jail.

"[T]he introduction of psychopathy evidence into juvenile forensic contexts has been somewhat rushed and premature at times," the authors conclude.

Have risk prediction tools hit the ceiling?

Researchers have been toiling for almost five decades to perfect risk prediction tools. Unfortunately, they keep running into an insurmountable obstacle: A large proportion of violence is situational. It's affected by environmental context, not just qualities internal to the individual. And not only that, but it is always extremely hard to predict a rare event.

Based on their metaanalytic findings, the UK researchers say maybe it's time to stop searching for the holy grail. Maybe we've reached the ceiling of predictive efficacy.
Violent behavior is the result of the individual interacting with the immediate environment. Although it may be possible to improve on our understanding and predicting what an individual may do in hypothetical situations, it will be much more difficult to predict the situation that an individual actually encounters in the open community. Even predicting violence within an institutional environment is difficult, where the assessor has much more information about that environment.
Instead, they say, it is time to turn our attentions to interventions that can reduce risk:
Building a better model of violence prediction should not be the sole aim of risk prediction research, which is just one link in the risk assessment-prediction-management triad that aims to achieve violence reduction and improved mental health…The risk, need and responsivity principles derived from the theory of the psychology of criminal conduct provide a useful theoretical framework for risk reduction intervention. Appropriate risk assessment can identify high-risk individuals in need of more intensive management and intervention…. Using tools with dynamic risk predictors to assess risk can identify appropriate changeable treatment targets linked to violence.
The studies included in the metaanalysis were from six countries: the United Kingdom (11), Canada (9), Sweden (3), the United States (3), Holland (2), and Germany (1). The instruments included the PCL-R, the PCL:SV, the HCR-20, the VRAG, the OGRS, the RM2000V, the LSI/LSI-R, the GSIR, and the VRS, as well as seven instrument ubscales: PCL-R Factor 1 and Factor 2, the 10-item Historical subscale, the five-item Clinical subscale, and the five-item Risk Management subscale of the HCR-20; and the Static and Dynamic scales of the VRS.

Dr. Wong, former Research Director at the Regional Psychiatric Centre in Saskatoon, Saskatchewan, studied psychopathy and high-risk offenders for 25 years and developed the Violent Risk Scale and the Violence Risk Scale-sexual offender version before becoming a special professor at the Institute of Mental Health at the University of Nottingham. Dr. Yang is a professor of medical statistics with the Faculty of Medicine and Health Sciences at the University of Nottingham. And Dr. Coid, Director of the Forensic Psychiatry Research Unit, is principal investigator of the UK Home Office’s Prisoner Cohort Study and also studies the epidemiology of violent and criminal behavior at the population level.

The articles reported on here are: Of related interest:

September 6, 2013

Free, one-stop shopping: Bulletin showcases new violence articles

The first monthly bulletin from the Alliance for International Risk Research just hit my email box, collating August's journal offerings on violence risk assessment and management. A quick sampling from the 17 articles listed:
  • Large MM, Ryan CJ, Callaghan S, Paton MB, and Singh SP (2013) Can violence risk assessment really assist in clinical decisionmaking? Australian & New Zealand Journal of Psychiatry (online first Aug 2013)
  • Rettenberger M, Haubner-Maclean T, and Eher R (2013) The contribution of age to the Static-99 Risk Assessment in a population-based Prison sample of sexual offenders. Criminal Justice & Behavior (online first June 2013)
  • Lund C, Hofvander B, Forsman A, Anckarsater H, and Nilsson T (2013) Violent criminal recidivism in mentally disordered offenders: a follow-up study of 13-20 years through different sanctions. International Journal of Law and Psychiatry, 36, 250-257
  • Caldwell MF (2013) Accuracy of Sexually Violent Person Assessments of Juveniles Adjudicated for Sexual Offenses Sexual Abuse (online first March 2013).
AIRR's goal is to make information about the latest research on violence risk assessment available to researchers, practitioners, and policymakers for free. I you don't have access to an academic database you still have to find a way to access the articles themselves, but that can generally be done through a request of the author.) If you haven't already signed up to receive your monthly email, you can do so by clicking HERE