October 29, 2009

Adolescent immaturity reduces culpability, say researchers

APA amicus brief in two upcoming high court cases
on life without parole for juveniles


Adolescents may not possess the maturity to be held to adult levels of responsibility for violent crimes, according to an article in the current issue of American Psychologist by Laurence Steinberg, a professor of developmental psychology at Temple University, and colleagues.

"Adolescents likely possess the necessary intellectual skills to make informed choices about terminating a pregnancy but may lack the social and emotional maturity to control impulses, resist peer pressure and fully appreciate the riskiness of dangerous decisions," Steinberg was quoted in Science Daily as saying. "This immaturity mitigates their criminal responsibility."

The researchers studied the differences in various cognitive and psychosocial capacities among 935 research participants, ages 10 to 30. Significant differences in mature decision-making were found between the 16- to 17-year-olds and people just four or five years older.

"It is very difficult for a 16-year-old to resist peer pressure in a heated, volatile situation," Steinberg said. "Most times, there is no time to talk to an adult to inject some reason and reality to the situation. Many crimes committed by adolescents are done in groups with other teens and are not premeditated."

Two friend-of-the-court briefs filed by the American Psychological Association in cases heard by the U.S. Supreme Court spurred questions about differences between cognitive and interpersonal maturity and the apparent inconsistency between APA's positions in the two cases. In its amicus brief filed in Roper v. Simmons (2005), the case that abolished the juvenile death penalty, APA presented research showing that adolescents are developmentally immature in ways that are relevant to their criminal culpability. In an earlier brief filed in Hodgson v. Minnesota (1990), which upheld adolescents' right to seek an abortion without parental approval, APA presented research regarding cognitive abilities that bear on medical choices, showing that adolescents are as mature as adults.

The APA differentiated these two scenarios by looking at the decision-making processes required for each situation. In the Hodgson case, APA described adolescents as being competent to make informed and sound health care decisions. In the Roper case, APA characterized adolescents as too short-sighted and impulsive to warrant capital punishment, no matter what the crime.

These issues are likely to be at the forefront of two U.S. Supreme Court cases -- the cases of Joe Sullivan and Terrance Graham -- slated to be heard this month, involving the constitutionality of sentencing juveniles to life without the possibility of parole. Sullivan, now 33, was 13 years old when he and two older boys broke into a home, where they robbed and raped an elderly woman. After a one-day trial, Sullivan was sentenced to life in prison with no chance for parole. The APA has filed an amicus brief presenting relevant research, including Steinberg's most recent study, to the court.

Adolescents' legal rights, said Steinberg, should be guided by accurate and timely scientific evidence on the nature and course of psychological development. "It is crucial to understand that brain systems responsible for logical reasoning and basic information processing mature earlier than systems responsible for self-regulation and the coordination of emotion and thinking," he said.

Further resources:

Laurence Steinberg, Elizabeth Cauffman, Jennifer Woolard, Sandra Graham, Marie Banich. Are Adolescents Less Mature than Adults? Minors' Access to Abortion, the Juvenile Death Penalty, and the Alleged APA 'Flip-Flop'. American Psychologist, 2009; Vol. 64, No. 7.


Supreme Court to consider juvenile 'lifers': Does life without parole for minors who didn't kill constitute cruel and unusual punishment? By David Savage,
Los Angeles Times (Sept. 28, 2009)

FRONTLINE: When Kids Get Life.

October 27, 2009

U.S. depression: Children hitting the streets

MEDFORD, Ore. -- Dressed in soaked green pajamas, Betty Snyder, 14, huddled under a cold drizzle at the city park as several older boys decided what to do with her. Betty said she had run away from home a week earlier after a violent argument with her mother. Shivering and sullen-faced, she vowed that she was not going to sleep by herself again behind the hedges downtown, where older homeless men and methamphetamine addicts might find her.

The boys were also runaways. But unlike them, Betty said, she had been reported missing to the police. That meant that if the boys let her stay overnight in their hidden tent encampment by the freeway, they risked being arrested for harboring a fugitive.

"We keep running into this," said one of the boys, Clinton Anchors, 18. Over the past year, he said, he and five other teenagers living together on the streets had taken under their wings no fewer than 20 children -- some as young as 12 -- and taught them how to avoid predators and the police, survive the cold and find food.

"We always first try to send them home,” said Clinton, who himself ran away from home at 12. "But a lot of times they won't go, because things are really bad there. We basically become their new family."
That's the lead-in to a poignant New York Times story, subtitled "Running in the shadows," chronicling the surge in youth homelessness across the United States. Each year, more than 1.6 million children in the United States either run away or are thrown out of their homes. With the harsh economy, the number of children living on their own has more than doubled, according to a federal survey of schools. At the same time, fewer public services are available to help them. Harkening back to Dickensonian London, reporter Ian Urbina found children as young as 12 hiding out from abusive families who did not want them or could no longer afford to feed them. Too young to sign contracts or get legitimate employment, young runaways survive by selling drugs, panhandling, or selling their bodies. They remain hidden in the shadows because their families did not report them missing or, if they did, police failed to enter their names into the national database of missing children. Many of these invisible children will be victimized on the streets; others will be our clients. Read the heartbreaking story HERE.

Hat tip: Jane
Photo credit: "Motherless Brooklyn" by Shrued (Creative Commons license)

October 22, 2009

Of anthropomorphism, armed citizens, and hate crimes

The Jury Expert wants you to stop and think about all manner of things, from hate crimes to the effects of gory photos. They want to teach attorneys how to identify a jury foreperson even before that person has been seated as a juror. High-quality articles on a range of issues is earning the American Society of Trial Consultant's online publication accolades and awards in legal circles.

Among current offerings worth checking out:

Identifying Leaders

An experienced jury consultant discusses how jurors pick presiding jurors and how attorneys can identify their most likely picks during voir dire and jury selection.

The impact of graphic injury photos on liability verdicts and damage awards

Over the years, the use of graphic, and at times gruesome, visual imagery in the courtroom has become commonplace. Although the use of such imagery has become the norm, the prejudicial nature of this evidence continues to be a contested issue in courtrooms across America. This paper focuses on the impact of graphic injury photographs in a civil dispute where the evidence favors a defense verdict.

Anthropomorphism in technical presentations


How can dry technical information be explained in a way that is understandable to a lay jury? An experienced graphic designer and trial consultant suggests anthropomorphism and other strategies to help jurors emotionally connect with technical data.

Will it hurt me in court? Weapons issues and fears of the legally armed citizen

An examination of how gender of juror, gender of shooter and type of weapon used interact to modify verdict and sentencing, with responses from two experienced trial consultants.

Hate crimes and revealing motivation through racial slurs

I must admit, I found the implications of this article by jury consultants Gregory S. Parks and Shayne Jones a little troubling. The authors deconstruct the 'hip-hop culture' defense used by Nicholas "Fat Nick" Minucci, a white man who used the word "nigger" during a 2005 baseball-bat assault on a black man. Charged with a hate crime, Minucci called two expert witnesses, music producer Gary Jenkins and Rhodes scholar and Harvard Law School professor Randall Kennedy, author of Nigger: The Strange Career of a Troublesome Word.

Parks and Jones take issue with the expert witnesses' testimony that the term "nigger" is a nuanced word that can no longer be assumed to be driven by racial animus. Minucci is something of a straw man, as he was fairly obviously a racist vigilante. (He was convicted of the hate crime charge and sentenced to 15 years in prison.)

What troubled me was how the authors used Harvard scholar Mahzarin Banaji's work on implicit bias. Banaji's research suggests that, as racism becomes less acceptable, it is going underground; many white people hold racist attitudes that they are not even aware of. (As I blogged about last year, Banaji has testified as an expert witness, on the topic of unconscious racial bias among jurors.) The implication of their argument is that it is appropriate to impose additional punishment via hate crimes enhancements even if the defendant is not consciously acting due to a biased motivation. When I conducted research on the motivations of hate crime offenders, I came to understand that assailants' motivations are often more complex and multifaceted than a simple sound byte like "hate crime" can convey. The idea of using biases that people are not even aware of as evidence against them is a little too Orwellian for me. It's an interesting article, nonetheless.

For a nice essay on the Minucci case, see law professor Patricia Williams' Borrowed Bodies: Diary of a mad law professor, in the Nation magazine.

October 19, 2009

Spokane case illustrates sensationalism in coverage of insanity defense

Alarmist misinformation predominates

"Criminally Insane are often released." That's the headline on an AP story that ran in major U.S. dailies -- including the New York Times -- over the weekend. The case, involving the escape of a forensic patient from a state hospital in Spokane, Washington, has the Washington citizenry in a state of frenzied outrage. The CEO of the hospital has been forced to resign, and ever-opportunistic politicians are calling for abolition of the insanity defense.

In the spotlight is Phillip Paul, a schizophrenic man who killed an elderly woman in 1987, allegedly because voices in his head told him she was a witch. Found not guilty by reason of insanity, he was hospitalized at Eastern State Hospital in Spokane, Washington. Twenty-two years later, on Sept. 17, he walked away while he and 30 other forensic patients were on a supervised jaunt to the county fair. He was captured about three days later after a highly publicized manhunt.

Sunday's report is a classic example of the sensationalism and misinformation swirling around the insanity defense. Unfortunately, instead of critical inquiry, many reporters leap onto the bandwagon of misplaced public hysteria, and many editors likewise fail to think before grabbing a juicy-looking story to fill a news hole.

The AP article, by reporter Nicholas Geranos, amps up both public alarm and indignation:
"Instead of being straitjacketed and locked away as might be depicted by film or fiction, Paul has spent time living and working in downtown Spokane, fathered a child, created music videos and racked up $85,000 in credit card bills…. His escape … exposed a little known truth: The criminally insane often live among us, with little or no supervision."
Eek! Lock your doors! Not only are bogeyman sex offenders getting ready to snatch your kids on Halloween, but now we've got the "homicidal maniacs" (in the words of one newspaper columnist) loose among us.

Downplaying the facts

Contrary to the article's implications, Paul was not "living among us, with little or no supervision." Not at all. He was locked up in a state hospital. Escapes are rare, but they do happen. And rarely does any violence ensue.

The alarmist news coverage downplays facts that could reassure the public and reduce rather than amp up hysteria. First of all, Paul was captured uneventfully after about three days. And, during his brief foray into freedom, he did not commit any new crimes as far as we know.

Paul's risk for violence is not high. The homicide for which he was found Not Guilty by Reason of Insanity (NGRI) occurred 22 years ago. He has not exhibited any violent behavior in years, according to hospital spokespersons. Indeed, he is described as a "model patient."

If Paul was mentally unstable or at high risk of violence, he would not have been allowed out on the field trip. Such excursions were routine at the hospital (and its larger sister facility, Western State Hospital outside of Tacoma, Washington), rewards and incentives for stability and good behavior. Now, they have been entirely suspended.

Paul's low risk for violence in the community is substantiated by the fact that, over the past couple of decades, he has been released from the hospital several times. Once, he lived with his family; another time, he stayed at an assisted living center.

Media coverage accuses the staff of lax supervision. Certainly, it was a mistake to let Paul walk away; the staff who accompanied him reportedly let him take a backpack, which may not have been searched and may have contained food. However, during periods when he was conditionally released into the community, he was monitored and rehospitalized whenever he was noncompliant with medications or his symptoms worsened. That sounds like good supervision, not bad.

Successful insanity defenses rare

It is ludicrous to make generalizations about the dangers posed to the public by the criminally insane based on a very rare event such as this, involving a model patient who hurt not a single hair on anyone's head.

But the current frenzy, and in particular the politicians who are using the incident to bolster their popularity, are distorting the larger nature of the insanity defense as well.

In Washington, as in the majority of U.S. states, the standard for legal insanity is the M'Naghten test, which requires that a defendant be unable to tell the difference between right and wrong. The insanity defense is rarely invoked as a defense. One eight-state study found that the defense was used in less than 1% of cases.

There are many reasons for the rarity of the defense. Strategically, defense attorneys often do not pursue it because a defendant risks serving more time -- especially in less serious cases -- than if he or she pled guilty. Also, the standard is hard to meet. Contrary to public opinion, forensic psychologists and psychiatrists who evaluate a defendant's mental state are most likely to conclude he or she does not meet the legal threshold for insanity.

A survey of the general public indicated that people think the defense is successful about 35% of the time. Although success rates vary by jurisdiction, it is probably more accurate to say the defense is successful only about one-fourth of the time. In the broad majority of successful cases, the offender had a previously documented psychiatric disorder and the insanity disposition results from a plea bargain. In other words, contrary to the public's image of dueling experts in court, the defendant was so obviously crazy at the time of the offense that prosecutors agree to hospitalization rather than conviction and imprisonment, and no trial ensues.

One reason for the enduring controversy over the insanity defense is the misperception that the defense is a way to beat the rap. In reality, acquittees are sent to locked state hospitals that look very much like prisons. They get out only if they are found to no longer suffer from a mental disorder that makes them dangerous. Studies suggest the average length of hospitalization varies from around 4 years (in California) to more than 10 years (in Missouri). Longer hospitalizations are especially likely in serious or high-profile cases.

Even when a patient is released, there are usually strings attached. Under "conditional releases," patients are monitored for treatment compliance. If they violate terms of their release, such as by using drugs or not taking prescribed medications, they are immediately rehospitalized. Such revocations occur in an estimated 35% to 50% of releases, according to a California study. Phillip Paul, indeed, had been rehospitalized under just such circumstances in the past.

The implication of the news coverage is that insanity acquittees are dangerous to the public. But studies suggest that, as a group, people found NGRI are less likely to recidivate than the average felon released from prison. And the best predictor of subsequent violence is not mental illness, but the quantity and nature of prior crimes.

Moreover, the most feared type of crime by schizophrenics -- homicides of strangers -- "are exceptionally rare events," according to a large-scale international study from Australia, Canada, Finland, and the Netherlands that was just released in Schizophrenia Bulletin.

"What the [research] shows, more than anything else, is that the public fear of the mentally ill is completely misplaced," said Dr. Matthew Large, one of the researchers from the University of New South Wales, Australia. "These events are so rare that they are almost impossible to study, yet the fear of serious violence by the mentally ill is a major cause of stigma.”

Ultimately, the public's rage in this case focalizes on the fateful field trip: "How dare those inept government bureaucrats let a homicidal maniac out for fun? Let him suffer!" This venting of pent-up rage has the same punitive tone directed against prison officials in the past for letting prisoners have television sets or make phone calls.

In these tough economic times, public anger against the government is high. But punitive policies toward either forensic mental patients or prisoners will not increase public safety. Quite the contrary. Ultra-punitive policies only produce more embittered citizens who, just like the critics, are too quick to rage.

Hat tip: KK

October 14, 2009

Texas death case illustrates Atkins quagmire

The U.S. Supreme Court's 2002 decision in Atkins v. Virginia to outlaw the death penalty for mentally retarded defendants has opened up a "welter of uncertainty" in courts around the nation. So-called "Atkins inquiries" into whether a defendant is mentally retarded rely heavily on mental health experts, who may disagree on everything from the definition and identification of mental retardation to whether the specific defendant meets the threshold criteria.

This familiar spectacle of dueling experts takes a particularly ominous turn when experts misstate the science in these high-stakes (literally, life or death) cases. Fact-finders are often ill-equipped to disentangle the highly complex technical and scientific issues pertaining to whether or not a defendant meets the magic cutoff that will spare his life.

Over at his new blog, Intellectual competence and the death penalty, Kevin McGrew critically analyzes the latest case exemplifying these legal pitfalls, especially in the increasingly common situation in which the defendant is from another culture or speaks a language other than English. The case is that of Virgilio Maldonado, out of the U.S. District Court for the Southern District of Texas.

McGrew believes this case represents "a miscarriage of justice" that typifies the problems inherent in Atkins inquiries:
"The courts appear ill-equipped to handle the complex psychological measurement issues presented, issues that are, at times, confounded by the inclusion of data from dubious procedures, interpretations of test scores that are not grounded in any solid empirical research, and the deference to a single intelligence battery (the WAIS series) as the 'gold standard' when a more appropriate instrument (or combination of WAIS-III/IV and other measures) might have been administered, but the results of the more appropriate measure are summarily dismissed based on personal opinion (and not sound theory or empirical research)."
Those of you who practice in this area will be interested in McGrew's in-depth dissection of the IQ testing problems when defendants are not proficient in English language. Often, tests are wrongly selected, misadministered and misinterpreted under these circumstances.

In the Maldonado case, the prosecution's psychological expert decided to upwardly adjust the defendant's IQ score to a specific number based on his "clinical judgment" as to cultural and educational factors.

"It’s around the 80s, I guess, if you had to pin me down. Around the 80s; somewhere in there," the psychologist testified.

As McGrew points out:
"Adjusting obtained IQ scores, either up or down, … in the absence of any scientifically established procedure … is troubling and is not consistent with accepted psychological assessment practices or standards."
McGrew also critiques courts' frequent practice of putting the WAIS tests on a pedestal as the "gold standard," to the point of dismissing Spanish-language tests that are normed on relevant Spanish-speaking populations.

McGrew's in-depth analysis is HERE. The 144-page Maldonado decision is online HERE.

October 11, 2009

Sex offender news roundup

Because my subscriber base is diverse, in my daily scans for blog topics I try to balance multiple areas of forensic practice. But these days, news pertaining to sex offender policy is so pervasive that I must consciously work to keep it from overwhelming the blog.

After all, even those of you who work with sex offenders probably want a diversion sometimes. When you initially trained for your profession, I'll bet you weren't thinking, "This will be so fantastic! I'll get to spend lots of quality time with sex offenders, absorbing all of the intimate details of their warped atrocities against women and children!"

No? I didn't think so.

But, sigh, that's the reality these days. Rare monsters in the United States and elsewhere -- such as John Couey in New Jersey and Earl Shriner in Washington State -- drive social policy. Aggrieved family members fire up a local community, politicians jump on an easy bandwagon, and -- voila -- the rest is history. As New York Times reporter Michael Cieply perceptively noted, in reference to the Roman Polanski case, the landscape has changed dramatically in the last three decades:
Manners, mores and law enforcement have become far less forgiving of sex crimes involving minors in the 31 years since Mr. Polanski ... fled rather than face what was to have been a 48-day sentence after he pleaded guilty to unlawful sex with a minor. But if he is extradited from Switzerland, Mr. Polanski could face a more severe punishment than he did in the 1970s, as a vigorous victims' rights movement, a family-values revival and revelations of child abuse by clergy members have all helped change the moral and legal framework regarding sex with the young.
Of course, we must guard against myopia. It is not just in the sex offender arena that we see zero tolerance policies gone wild. Look what is happening in the schools, for example. A 3rd-grade girl got expelled for a year because her grandmother sent a birthday cake to school for her. The problem wasn't the birthday cake, but the knife dear grandma sent to cut it with.

Anyway, on to this quick (I hope) roundup of sex offender-related developments.

Child victim decries conditions for sex offenders

Consequences of extreme social policies are so at odds with the original intents that even many who lobbied for the laws are having second thoughts. The Palm Beach (Florida) Post ran a remarkable story about a child sexual abuse victim whose victimization led to a legislative crusade against sex offenders. Lauren Book, whose child abuse saga began at age 11 at the hands of a caregiver, runs a nonprofit agency aimed at educating the public about child sexual abuse. Now, she is campaigning against the unintended consequences of the very residency restrictions that she helped inspire. Touring the sex offender encampment under the Julia Tuttle freeway in Florida, which I have previously blogged about, she said she has come to realize "that forcing predators to live in inhumane conditions will not protect children; in fact, she fears it may do the opposite":
"You can't really understand what it's like unless you go there. You can't capture it in words or pictures. Being there, hearing it, seeing it, smelling it - it's all part of understanding the situation…. It's a terrible situation under there, it is awful. I don't think them living under a bridge or absconding keeps children safe. I don't want them so desperate that they go out and find a child.''
The perils of a naked pumpkin

Elsewhere, legislators and judges are taking small steps to limit the consequences to youth of overinclusive sex offender registration requirements.

I mean, how would you feel if your kid was branded for life as a registered sex offender just because he had participated in Boulder, Colorado's popular "Naked Pumpkin Run" or "World Naked Bike Ride"?

To circumvent this scenario, Boulder is drafting a public nudity ordinance that would exclude arrests for nudity-related pranks from the registration laws. Commenting over at Grits for Breakfast, Scott Henson hopes this signals a growing public awareness that sex offender registries are too broad. "But a better fix would be for the legislature to remove indecent exposure and other petty crimes from the registry list. IMO we don't need more laws on this issue so much as better ones."

And in Michigan, a judge just ruled that putting a juvenile on the state's sex offender registry would constitute cruel and unusual punishment, prohibited by the U.S. Constitution.

The case involved "T.D.," a 15-year-old boy who touched the breast of a 15-year-old classmate in school. His name would have appeared on the registry for 25 years, until he was 43 years old. That would be unfair, ruled Judge Darlene A. O'Brien, because T.D.'s offense was "more akin to a juvenile prank than predatory, perverted, criminally deviant sexual conduct likely to be repeated." In her well-reasoned ruling, she too addresses the unintended consequences of the laws:

Requiring this rehabilitated juvenile offender to register for a total of 25 years upon reaching adulthood is likely to become a self-fulfilling prophesy -- if TD cannot get through school or get jobs because of community notification and public shunning, he is likely to become marginalized and, in fact, more likely to commit crimes as a result.

Prosecutors are appealing the decision, so an appellate court will get a chance to clarify whether juveniles must submit to public registration even when their offenses are mild and they present little risk of recidivism.

Challenges mounting on religious front

In at least the second pending case, a convicted sex offender in North Carolina is challenging a law that restricts his ability to attend church services. Police arrested James Nichols after he attended a Sunday service at a church that offers day care. As reported in the New York Times, "many of the three dozen states that establish zones where sex offenders cannot live or visit do not provide exemptions for churches." A similar lawsuit is pending in federal court in Georgia. Also in the South, in the city of Louisville, Kentucky, a Pentecostal church has snubbed its nose at the punitive climate against sex offenders by unapologetically ordaining a convicted sex offender as a pastor.

Voice stress analysis upheld

At the same time that these types of fissures are developing in the larger systems, other agencies are imposing additional restrictions on sex offenders. For example, a federal judge has ruled that sex offenders can be required to submit to computerized voice stress analysis as part of their post-release supervision, just as many are already required to undergo testing with polygraphs and penile plethysmography under the "containment approach" to recidivism.

The federal judge in the Northern District of New York ruled that debates about the scientific reliability of the technique do not "bear much on the therapeutic value of the tool" as a lie-detection incentive.

The attorney for Ethan Gjurovich, who was convicted of child pornography charges, said this is the first case he knows of in which a federal court has endorsed voice stress analysis requirement on a parolee. He likened it to the psychological pressure of a "lie-detecting dog" -- "If you don't tell the truth, he's going to bite you."

Paraphilic coercive disorder proposal critiqued

On a parting note, I encourage you to check out an interesting critique of the Paraphilic Coercive Disorder diagnosis being proposed for the DSM-V, over at the Asexual Explorations blog. The blog -- as its title implies -- is devoted to the emerging issue of asexuality. But its author was so astounded upon learning about some of the wacky diagnoses being proposed for the upcoming Diagnostic and Statistical Manual of Mental Disorders that felt compelled to detour from his main topic.

. . . And, speaking of pumpkins, be sure to tune in for a repeat of the ever-popular Halloween post,
BEWARE THE HALLOWEEN BOGEYMAN.